Gold, Meltzer, Plasky & Wise

Pleasant Valley Advisors, LLC.

Financial Planning and Consulting Services

IMPORTANT CONSUMER DISCLOSURE

Pleasant Valley Advisors, LLC ("PVA") is a New Jersey registered investment adviser located in Moorestown, New Jersey. PVA and its representatives are in compliance with the current registration filing requirements imposed upon state registered investment advisers by those states in which PVA maintains clients. PVA may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. PVA's web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of PVA's web site on the Internet should not be construed by any consumer and/or prospective client as PVA's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by PVA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of PVA, please contact the state securities law administrators for those states in which PVA maintains a registration filing. A copy of PVA's current written disclosure statement discussing PVA's business operations, services, and fees is available from PVA upon written request. In addition, certain of PVA's investment adviser representatives are also, in their individual capacities, registered representatives and investment adviser representatives of Royal Alliance Associates, Inc. ("Royal"), a broker-dealer and investment adviser registered with the United States Securities and Exchange Commission and a member of both the National Association of Securities Dealers, Inc. ("NASD") and Securities Investor Protection Corporation ("SIPC"). Accordingly, those investment adviser representatives of PVA who are also representatives of Royal, may, in their individual capacities, effect securities transactions and/or provide advisory services for public customers on a commission and/or fee basis in those states in which both Royal and the specific representative is registered, or qualify(ies) for an exemption or exclusion from registration requirements. For information pertaining to the registration status and/or disciplinary history of Royal or any PVA investment adviser representative that also serves as a representative of Royal, please contact the SEC, NASD and/or state securities law administrators for those states in which Royal and/or the specific representative maintain a registration filing. PVA does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to PVA's web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.


 

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